Sumitomo Mitsui Banking Corporation 三井住友銀行(香港)招聘
Sumitomo Mitsui Banking Corporation (三井住友銀行) (incorporated in Japan with limited liability) is one of the major international banks and a leading arranger of specialized financial products worldwide. The Bank's Hong Kong Branch is now seeking high calibre individuals with long-term career objectives to apply for the following position:
Assistant Vice President
Legal & Compliance Department - Compliance Assurance
Job Duties & Responsibilities:
Conduct effective, objective, risk-based compliance monitoring activities pursuant to the annual Compliance Monitoring Plan.
Identify potential or actual regulatory risks arising from the results of compliance monitoring and proposing recommendations to the relevant stakeholders in order to mitigate the identified risks.
Conduct compliance review in accordance with the plan, and upon request by the Manager, Local Compliance Officer (“LCO”) or Regional Chief Compliance Officer (“RCCO”).
Review and assess the adequacy and effectiveness of the Bank’s compliance risk control framework. Identify key deficiencies, assess the implications, and provide recommendations to the relevant stakeholders on mitigating actions.
Follow up with relevant stakeholders on the implementation of agreed actions after the compliance reviews.
Upon request, follow up on the management actions arising from Internal Audit reviews or regulatory examinations, where appropriate.
Prepare regular and ad hoc reports for the Manager and RCCO to review for submission to Branch management, Regional and Head Office.
Assist in ad hoc compliance related review or investigation / carry out any other duties as instructed by the Manager or the RCCO.
Escalate key issues, including matters with regulatory concerns to the Manager and the RCCO on a timely basis.
Requirements:
University graduate, preferably with professional qualifications e.g. CPA
8 years’ relevant experience in legal and compliance, operational risk management, risk controls function and/or internal audit, etc.
Sound knowledge in laws and regulations applicable for banking industry
Good team player with strong interpersonal skills
Good command of written and spoken English & Chinese
Independent, self-motivated and able to work under pressure
Work Location: Quarry Bay
Contract Officer (12-month)
Operations Department - Treasury Operations
Job Duties & Responsibilities:
The incumbent is responsible for processing and checking all clerical works in treasury market transactions and other administrative duties such as credit facility and counterparty ID registration in the operating systems
Perform routine operational duties including preparing and checking payments, confirming details of trades with counterparties and posting account entries.
Prepare and check to ensure all securities transactions are in compliance with Head Office and regulatory requirements
Answer enquiries on treasury products settlement as required
Handle other ad hoc duties as assigned
Requirements:
HKDSE Level or above or degree holder with less experience will also be considered
4 years’ relevant experience in treasury marketing settlement
Knowledge of operating RTGS-SWIFTNet and SWIFT Alliance systems
Good PC knowledge in MS Office application
Ability to take up multi-tasks and work under pressure
A team player with good communication and interpersonal skills
Good command of both English and Chinese
Officer, IT Support
Information Technology Department - Technology & Service Group
Job Duties & Responsibilities:
Support and maintain endpoint devices, including physical & virtual desktops, mobile devices
Provide 2nd tier user support
Deploy group policies for PC configurations and security hardening
Develop scripts for automation
Perform regular security updates such as Windows patch installation, HW firmware updates
Perform administrative work, IT asset inventory control and prepare reports
Develop and maintain system documentation
Requirements:
Degree/Higher Diploma Holder in IT or related discipline
2-3 years’ work experience in financial institutions or sizeable firms
Experience in supporting Virtual Desktop Environment, such as VMWare Horizon, vSphere
Familiar with Microsoft Windows, Microsoft 365 and common desktop applications
Familiar with group policies administration, PowerShell scripting
Customer-orientated, a team player with good communication skill. Proactive, Independent, self-driven and eager to learn
Good command of written and spoken English and Cantonese